T.D. v. NJEIS Post Hearing Brief
Parental Consent Changes in IDEA for Medicaid/Insurance Use
OAL Decision
EI-Pre-K Law Through 2011
Free Disability Law Handbook Available in English and Spanish
EI Law Update - January 2011
New EI Laws for New Jersey
Part C Regulations
Placement Options Required for EI
MAC is pleased to provide the entirety of Part C for the benefit of
both parents and professionals. Those portions of the law that are
of particular and direct importance to the day-to-day operation
of Part C are presented in bold print. The Sections (Sec.) of the
statute are also bolded so that the structure of the law is more
readily accessible.
Sec 631 - Findings and Policy
Sec 632 - Definitions
Sec 633 - General Authority
Sec 634 - Eligibility
Sec 635 - Requirements for Statewide System
Sec 636 - Individualized Family Service Plan
Sec 637 - State Application and Assurances
Sec 638 - Uses of Funds
Sec 639 - Procedural Safeguards
Sec 640 - Payor of Last Resort
Sec 641 - State Interagency Coordinating Council
Sec. 631 Findings and Policy
| (a) |
Findings
- Congress finds that there is an urgent and substantial
need :
- to enhance the development of infants and toddlers with
disabilities, to minimize their potential for developmental
delay, and to recognize the significant brain development
that occurs during a childs first 3 years of life;
- to reduce the educational costs to our society, including
our Nations schools, by minimizing the need for special
education and related services after infants and toddlers
with disabilities reach school age;
-
to maximize the potential for individuals with disabilities
to live independently in society;
-
to enhance the capacity for families to meet the special
needs of their infants and toddlers with disabilities; and
- to enhance the capacity of State and local agencies and
service providers to identify, evaluate and meet the needs
of all children, particularly minority, low-income, inner
city and rural children, and infants and toddlers in foster
care.
|
| (b) |
Policy
- It is therefore the policy of the United States to provide
financial assistance to States
- to
develop and implement a statewide, comprehensive, coordinated,
multidisciplinary, interagency system that provides early
intervention services for infants and toddlers with disabilities
and their families;
-
to facilitate the coordination of payment for early intervention
services from Federal, State, local, and private sources
(including public and private insurance coverage);
- to enhance State capacity to provide quality early intervention
services and expand and improve existing early intervention
services being provided to infants and toddlers with disabilities
and their families; and
-
to encourage States to expand opportunities for children
under 3 years of age who would be at risk of having substantial
developmental delay if they did not receive early intervention
services.
|
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Sec. 632 Definitions
In this part:
- AT-RISK INFANT OR TODDLER- The term at-risk infant or toddler
means an individual under 3 years of age who would be at risk
of experiencing a substantial delay if early intervention services
were not provided to the individual.
- COUNCIL- The term council means a State interagency
coordinating council established under section 641.
- DEVELOPMENTAL DELAY- The term developmental delay
when used with respect to an individual residing in a State, has
the meaning given such term by the State under section 635(a)(1).
- EARLY INTERVENTION SERVICES. The term early intervention
services means developmental services that-
| A. |
are
provided under public supervision; |
| B. |
are provided at no cost except where Federal or State law
provides for a system of payments by families, including
a schedule of sliding fees; |
| C. |
are
designed to meet the developmental needs of an infant or
toddler with a disability in any one or more of the following
areas- |
 |
1. |
physical
development |
|
2. |
cognitive development |
 |
3. |
communication development |
 |
4. |
social
or emotional development |
|
5. |
adaptive
development |
| D. |
meetthe standards of the State in which they are provided,
including the requirements of this part; |
| E. |
include |
 |
1. |
family
training, counseling, and home visits; |
|
2. |
special
instruction; |
 |
3. |
speech-language pathology and audiology services, and sign
language and cued speech services; |
|
4. |
occupational
therapy; |
| |
5. |
physical therapy; |
 |
6. |
psychological services; |
|
< 7. |
service coordination services; |
|
8. |
medical services only for diagnostic or evaluation purposes; |
 |
9. |
early
identification, screening, and assessment services; |
|
10. |
health
services necessary to enable the infant or toddler to benefit
from the other early intervention services; |
 |
11. |
social
work services; |
|
12. |
vision services; |
|
13. |
assistive technology devices and assistive technology services,
and
(xiv) transportation and related costs that are necessary
to enable an infant or toddler and the infant's or toddler's
family to receive another service described in this paragraph; |
| F. |
are provided by qualified personnel, including - |
 |
1. |
special educators; |
 |
2. |
speech-language
pathologists and audiologists; |
 |
3. |
occupational
therapists; |
|
4. |
physical
therapists; |
|
5. |
psychologists; |
 |
< 6. |
social
workers; |
 |
7. |
nurses; |
|
8. |
registered
dieticians; |
|
9. |
family therapists; vision therapists, including ophthalmologists
and optometrists; |
|
10. |
orientation and mobility specialists, and |
|
< 11. |
pediatricians
and other physicians; |
| G. |
to the maximum extent appropriate, are provided in natural
environments, including the home, and community settings
in which children without disabilities participate; and |
| H. |
are
provided in conformity with an individualized family service
plan adopted in accordance with Section 636. |
- INFANT OR TODDLER WITH A DISABILITY. The term infant or
toddler with a disability-
| A. |
means
an individual under 3 years of age who needs early intervention
services because the individual- |
|
1. |
is
experiencing developmental delays, as measured by appropriate
diagnostic instruments and procedures in 1 or more of the
areas of cognitive development, physical development, social
or emotional development, and adaptive development; or |
| |
2. |
has
a diagnosed physical or mental condition that has a high
probability of resulting in developmental delay; and |
| |
|
|
| B. |
may
also include, at a States discretion- |
| |
|
| |
(i) |
at-risk
infants and toddlers; and |
| |
(ii) |
children
with disabilities who are eligible for services under section
619 and who previously received services under this part
until such children enter, or are eligible under State law
to enter, kindergarten or elementary school, as appropriate,
provided that any programs under this part serving such
children shall include- |
| |
|
1. |
an educational component that promotes school readiness
and incorporates pre-literacy, language, and numeracy skills;
and |
| |
|
2. |
a
written notification to parents of their rights and responsibilities
in determining whether their child will continue to receive
services under this part or participate in preschool programs
under section 619. |
Top
Sec. 633 General Authority
The Secretary shall, in accordance with this part, make grants to
States (from their allotments under section 643) to assist each State
to maintain and implement a statewide, comprehensive, coordinated,
multidisciplinary, interagency system to provide early intervention
services for infants and toddlers with disabilities and their families.
Top
Sec. 634 Eligibility
In order to be eligible for a grant under section 633, a State shall
provide assurances to the Secretary that the State-
- has adopted a policy that appropriate early intervention services
are available to all infants and toddlers with disabilities in
the State and their families, including Indian infants and toddlers
with disabilities and their families residing on a reservation,
geographically located in the State, infants and toddlers with
disabilities who are homeless children and their families, and
infants and toddlers with disabilities who are wards of the State;
and
- has in effect a statewide system that meets the requirements
of section 635.
Top
Sec. 635 Requirements for Statewide
System
| (a) |
In
general A statewide system described in Sec. 1433 shall include,
at a minimum, the following components: |
| |
- A rigorous definition of the term developmental
delay that shall be used by the State in carrying
out programs under this part in order to appropriately identify
infants and toddlers with disabilities that are in need
of services under this part.
- A State policy that is in effect and that ensures
that appropriate early intervention services based on scientifically
based research, to the extent practicable, are available
to all infants and toddlers with disabilities and their
families, including Indian infants and toddlers with
disabilities and their families residing on a reservation
geographically located in the State and infants and toddlers
with disabilities who are homeless children and their families.
- A timely, comprehensive, multidisciplinary evaluation
of the functioning of each infant or toddler with a disability
in the State, and a family-directed identification of the
needs of each family of such infant or toddler, to assist
appropriately in the development of the infant or toddler.
- For each infant or toddler with a disability in the
State, an individualized family service plan (IFSP) in accordance
with section 636, including service coordination services
in accordance with such service plan.
- A comprehensive child find system, consistent with
part B, including a system for making referrals to service
providers that includes timelines and provides for participation
by primary referral sources and that ensures rigorous standards
for appropriately identifying infants and toddlers with
disabilities for services under this part that will reduce
the need for future services.
- A public awareness program focusing on early identification
of infants and toddlers with disabilities, including the
preparation and dissemination by the lead agency designated
or established under paragraph 10 to all primary referral
sources, especially hospitals and physicians, of information
to be given to parents, especially to inform parents with
premature infants, or infants with other physical risk factors
associated with learning or developmental complications,
on the availability of early intervention services under
this part and of services under section 619, and procedures
for assisting such sources in disseminating such information
to parents of infants and toddlers with disabilities.
- A central directory that includes information on early
intervention services, resources, and experts available
in the State and research and demonstration projects being
conducted in the State.
- A comprehensive system of personnel development, including
the training of paraprofessionals and the training of primary
referral sources with respect to the basic components of
early intervention services available in the State that-
| A. |
shall
include- |
| |
1. |
implementing
innovative strategies and activities for the recruitment
and retention of early education providers; |
| |
2. |
promoting
the preparation of early intervention providers who
are fully and appropriately qualified to provide early
intervention services under this part; and |
| |
3. |
training
personnel to coordinate transition services for infants
and toddlers served under this part from a program providing
early intervention services under this part and under
Part B (other than section 619) to a preschool program
receiving funds under section 619, or another appropriate
program; and |
| B. |
may include- |
| |
1. |
training
personnel to work in rural and inner city areas; and |
| |
2. |
training
personnel in the emotional and social development of
young children. |
- Policies and procedures relating to the establishment
and maintenance of qualifications to ensure that personnel
necessary to carry out this part are appropriately and adequately
prepared and trained, including the establishment and maintenance
of qualifications that are consistent with any State-approved
or recognized certification, licensing, registration, or
other comparable requirements that apply to the area in
which such personnel are providing early intervention services,
except that nothing in this port (including this paragraph)
shall be construed to prohibit the use of paraprofessionals
and assistants who are appropriately trained and supervised
in accordance with State law, regulation, or written policy,
to assist in the provision of early intervention services
under this part to infants and toddlers with disabilities.
- A single line of responsibility in a lead agency designated
or established by the Governor for carrying out -
| A. |
the
general administration and supervision of programs and
activities receiving assistance under section 633, and
the monitoring of programs and activities used by the
State to carry out this part, whether or not such programs
or activities are receiving assistance made available
under section 633, to ensure that the State complies
with this part; |
| B. |
the identification and coordination of all available
resources within the State from federal, State, local
and private sources; |
| C. |
the
assignment of financial responsibility in accordance
with section 637(a) (2) to the appropriate agencies; |
| D. |
the
development of procedures to ensure that services are
provided to infants and toddlers with disabilities and
their families under this part in a timely manner pending
the resolution of any disputes among public agencies
or service providers; |
| E. |
the
resolution of intra-interagency disputes; and |
| F. |
the
entry into formal interagency agreements that define
the financial responsibility of each agency for paying
for early intervention services (consistent with State
law) and procedures for resolving disputes and that
include all additional components necessary to ensure
meaningful cooperation and coordination. |
- A policy pertaining to the contracting or making of other
arrangements with service providers to provide early intervention
services in the State, consistent with the provisions of
this part, including the contents of the application used
and the conditions of the contract or other arrangements.
- A procedure for securing timely reimbursements of funds
used under this part in accordance with section 640(a).
- Procedural safeguards with respect to programs under
this part, as required by section 639.
- A system for compiling data requested by the Secretary
under section 618 that relates to this part.
- A State interagency coordinating council that meets the
requirements of section 641.
- Policies and procedures to ensure that, consistent with
section 636(d)(5)-
| A. |
to
the maximum extent appropriate, early intervention
services are provided in natural environments; |
| B. |
the provision of early intervention services for
any infant or toddler with a disability occurs in
a setting other than a natural environment that is
most appropriate, as determined by the parent and
the individualized family service plan team, only
when early intervention cannot be achieved satisfactorily
for the infant or toddler in a natural environment. |
|
| (b) |
Policy
In
implementing subsection (a)(9), a State may adopt a policy that
includes ongoing good-faith efforts to recruit and hire appropriately
and adequately trained personnel to provide early intervention
services to infants and toddlers with disabilities, including,
in a geographic area of the State where there is a shortage
of such personnel, the most qualified individuals available
who are making satisfactory progress toward completing applicable
course work necessary to meet the standards described in subsection
(a)(9).
|
| (c) |
FLEXIBILITY TO SERVE CHILDREN 3 YEARS OF AGE UNTIL ENTRANCE
INTO ELEMENTARY SCHOOL
| 1. |
In
General-A statewide system described in section 633 may
include a State policy, developed and implemented jointly
by the lead agency and the State educational agency under
which parents of children with disabilities who are eligible
for services under section 619 and previously received
services under this part, may choose the continuation
of early intervention services (which shall include an
educational component that promotes school readiness and
incorporates preliteracy, language, and numeracy skills)
for such children under this part until such children
enter, or are eligible under State law to enter kindergarten. |
| 2. |
REQUIREMENTS-
If a statewide system includes a State policy described
in paragraph (1), the statewide system shall ensure that- |
| |
| A. |
parents
of children with disabilities served pursuant to
this subsection are provided annual notice that
contains- |
 |
i. |
a
description of the rights of such parents to elect
to receive services pursuant to this subsection
or under part B; and |
 |
ii. |
an
explanation of the differences between services
provided pursuant to this subsection and services
provided under part B, including- |
 |
 |
I |
types
of services and the locations at which services
are provided; |
 |
 |
II |
applicable procedural safeguards; and |
 |
 |
III |
possible
costs (including any fees to be charged to families
as described in section 632(4)(B)), if any, to parents
of infants or toddlers with disabilities; |
| B. |
services
provided pursuant to this subsection include an
educational component that promotes school readiness
and incorporates preliteracy, language, and numeracy
skills; |
| C. |
the
State policy will not affect the right of any child
served pursuant to this subsection to instead receive
a free appropriate public education under Part B; |
| D. |
all
early intervention services outlined in the childs
individualized family service plan under section
636 are continued while any eligibility determination
is being made for services under this subsection; |
| E. |
the
parents of infants or toddlers with disabilities
(as defined in section 632(5)(A) provide informed
written consent to the State, before such infants
or toddlers reach 3 years of age, as to whether
such parents intend to choose the continuation of
early intervention services pursuant to this subsection
for such infants or toddlers; |
| F. |
the
requirements under section 637(a)(9) shall not apply
with respect to a child who is receiving services
in accordance with this subsection until not less
than 90 days (and at the discretion of the parties
to the conference, not more than 9 months)before
the time the child will no longer receive those
services; and |
| G. |
there
will be a referral for evaluation for early intervention
services of a child who experiences a substantial
case of trauma due to exposure to family violence
(as defined in section 320 of the Family Violence
Prevention and Services Act). |
|
| 3. |
REPORTING
REQUIREMENT- If a statewide system includes a State policy
described in paragraph 1, the State shall submit to the
Secretary, in the States report under section 637(b)(4)(A),
a report on the number and percentage of children with
disabilities who are eligible for services under section
619 but whose parents choose for such children to continue
to receive early intervention services under this part. |
| 4. |
AVAILABLE
FUNDS- If a statewide system includes a State policy described
in paragraph 1, the policy shall describe the funds (including
identification as federal, State, or local funds) that
will be used to ensure that the option described in paragraph
1 is available to eligible children and families who provide
the consent described in paragraph (2)(E), including fees
(if any) to be charged to families as described in section
632 (4)(B). |
| 5. |
RULES
OF CONSTRUCTION- |
| |
A. |
SERVICES
UNDER PART B. If a statewide system includes a State policy
described in paragraph 1, a State that provides services
in accordance with this subsection to a child with a disability
who is eligible for services under section 619 shall not
be required to provide the child with a free appropriate
public education under Part B for the period of time in
which the child is receiving services under this part. |
| |
B. |
SERVICES
UNDER THIS PART-Nothing in this subsection shall be construed
to require a provider of services under this part to provide
a child served under this part with a free appropriate
public education. |
|
Top
Sec. 636 Individualized Family Service Plan
| (a) |
ASSESSMENT
AND PROGRAM DEVELOPMENT. A statewide system described in section
633 shall provide, at a minimum, for each infant or toddler
with a disability, and the infants or toddlers
family, to receive-
- a
multidisciplinary assessment of the unique strengths and
needs of the infant or toddler and the identification of
services appropriate to meet such needs;
- a family-directed assessment of the resources, priorities,
and concerns of the family and the identification of the
supports and services necessary to enhance the familys
capacity to meet the developmental needs of the infant or
toddler; and
-
a written individualized service plan developed by a multidisciplinary
team, including the parents, as required by subsection (e),
including a description of the appropriate transition services
for the infant or toddler.
|
| (b) |
PERIODIC
REVIEW- The individualized family service plan shall be evaluated
once a year and the family shall be provided a review of the
plan at 6-month intervals (Or more often where appropriate based
on infant or toddler and family needs).
|
| (c) |
PROMPTNESS
AFTER ASSESSMENT- The individualized family service plan shall
be developed within a reasonable time after the assessment required
by subsection (a)(1) is completed. With the parents consent,
early intervention services may commence prior to the completion
of the assessment.
|
| (d) |
CONTENT
OF PLAN- The individualized service plan shall be in writing
and contain-
-
a statement of the infants or toddlers present
levels of physical development, cognitive development, communication
development, social or emotional development, and adaptive
development, based on objective criteria;
-
a statement of the family resources, priorities, and concerns
relating to enhancing the development of the familys
infant or toddler with a disability;
-
a statement of the measurable results or outcomes expected
to be achieved for the infant or toddler and the family,
including pre-literacy and language skills, as developmentally
appropriate for the child, and the criteria, procedures,
and timelines used to determine the degree to which progress
toward achieving the results or outcomes is being made and
whether modifications or revisions of the results or outcomes
or services are necessary;
-
a statement of specific early intervention services based
on peer-reviewed research, to the extent practicable, necessary
to meet the unique needs of the infant or toddler and the
family, including the frequency, intensity and method of
delivering services;
-
a statement of the natural environments in which early intervention
services will appropriately be provided, including a justification
of the extent, if any, to which the services will not be
provided in a natural environment;
-
the projected dates for initiation of services and the anticipated
length, duration and frequency of the services;
-
the identification of the service coordinator from the profession
most immediately relevant to the infants or toddlers
or familys needs (or who is otherwise qualified to
carry out all applicable responsibilities under this part)
who will be responsible for the implementation of the plan
and coordination with other agencies and persons, including
transition services; and
-
the steps to be taken to support the transition of the toddler
with a disability to preschool or other appropriate services.
|
| (e) |
PARENTAL
CONSENT- The contents of the individualized family service plan
shall be fully explained to the parents and informed written
consent from the parents shall be obtained prior to the provision
of early intervention services described in such plan. If the
parents do not provide consent with respect to a particular
early intervention service, then only the early intervention
services to which consent is obtained shall be provided. |
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Sec. 637 State Application and Assurances
| (a) |
APPLICATION-
A state desiring to receive a grant under section 633 shall
submit an application to the Secretary at such time and in
such manner as the Secretary may reasonably require. The application
shall contain-
- a
designation of the lead agency in the State that will be
responsible for the administration of funds provided under
section 633;
- a
certification to the Secretary that the arrangements to
establish financial responsibility for services provided
under this part pursuant to section 640(b) are current as
of the date of the submission of the certification;
-
information demonstrating eligibility of the State under
section 634, including-
| A. |
information
demonstrating to the Secretarys satisfaction
that the State has in effect the statewide system
required by section 633; and |
| B. |
a
description of services to be provided to infants
and toddlers with disabilities and their families
through the system; |
- if the State provides services to at-risk infants and
toddlers through the statewide system, a description of
such services;
- a description of the uses for which funds will be expended
in accordance with this part;
- a description of the State policies and procedures that
require the referral for early intervention services under
this part of a child under the age of 3 who-
| A. |
is involved in a substantial case of child abuse or
neglect; or |
| B. |
is identified as affected by illegal substance abuse,
or withdrawal symptoms resulting from prenatal; drug
exposure; |
- a description of the procedure used to ensure that resources
are made available under this part for all geographic areas
within the State;
- a description of State policies and procedures that ensure
that, prior to the adoption by the State of any other policy
or procedure necessary to meet the requirements of this
part, there are public hearings, adequate notice of the
hearings, and an opportunity for comment available to the
general public, including individuals with disabilities
and parents of infants and toddlers with disabilities;
- a description of the policies and procedures to be used-
| A. |
to ensure a smooth transition for toddlers receiving
early intervention services under this part (and children
receiving those services under section 635© to
preschool, school, other appropriate services, or
exiting the program, including a description of how- |
|
i. |
the
families of such toddlers and children will be included
in the transition plans required by subparagraph ©;
and |
|
ii. |
the
lead agency designated or established under section
635 (a)(10) will- |
|
|
1. |
notify
the local educational agency for the area in which
such a child resides that the child will shortly reach
the age of eligibility for preschool services under
part B, as determined in accordance with State law; |
|
|
2. |
in
the case of a child who may be eligible for such preschool
services, with the approval of the family of the child,
convene a conference among the lead agency, the family,
and the local educational agency not less than 90
days (and at the discretion of all such parties, not
more than 9 months) before the child is eligible for
the preschool services, to discuss any such services
that the child may receive; and |
|
|
3. |
in
the case of a child who may not be eligible for such
preschool services, with the approval of the family,
make reasonable efforts to convene a conference among
the lead agency, the family, and providers of other
appropriate services for children who are not eligible
for preschool services that the child may receive; |
| B. |
to
ensure a smooth transition for toddlers receiving
early intervention services under this part (and children
receiving those services under section 635© to
preschool, school, other appropriate services, or
exiting the program, including a description of how- |
| C. |
to establish a transition plan, including, as appropriate,
steps to exit from the program; |
- a description of State efforts to promote collaboration
among Early Head Start programs under section 645A of the
Head Start Act, early education and child care programs,
and services under part C; an
- such other information and assurances as the Secretary
may reasonably require.
|
| (b) |
ASSURANCES-
The application described in subsection (a)-shall provide satisfactory
assurance that federal funds made available under section 643
to the State will be expended in accordance with this part;
- shall provide satisfactory assurance that federal funds
made available under section 643 to the State will be expended
in accordance with this part;
- shall contain an assurance that the State will comply
with the requirements of section 640.
- shall provide satisfactory assurance that the control
of funds provided under section 643, and title to property
derived from those funds, will be in a public agency for
the uses and purposes provided in this part and that a public
agency will administer such funds and property;
- shall provide for-
| A. |
making
such reports in such form and containing such information
as the Secretary may require to carry out the Secretarys
functions under this part; and |
| B. |
keeping such reports as the Secretary may find necessary
to ensure the correctness and verification of those
reports and proper disbursement of Federal funds under
this part; |
- provide satisfactory assurance that Federal funds made
available under section 643 to the State-
| A. |
will
not be commingled with State funds; and |
| B. |
will be used so as to supplement the level of State
and local funds expended for infants and toddlers
with disabilities and their families and in no case
to supplant those State and local funds; |
- shall satisfactory assurance that such fiscal control
and fund accounting procedures will be adopted as may be
necessary to ensure proper disbursement of, and accounting
form Federal funds paid under section 643 to the State;
- shall provide satisfactory assurance that policies and
procedures have been adopted to ensure meaningful involvement
of underserved groups, including minority, low-income, homeless,
and rural families and children with disabilities who are
wards of the State, in the planning and implementation of
all the requirements of this part; and
- shall contain such other information and assurances as
the Secretary may reasonably require by regulation.
|
| (c) |
STANDARD
FOR DISAPPROVAL OF APPLICATION- The Secretary may not disapprove
such an application unless the Secretary determines, after notice
and opportunity for a hearing, that the application fails to
comply with the requirements of this section.
|
| (d) |
SUBSEQUENT STATE APPLICATION- If a State has on file with
the Secretary a policy, procedure, or assurance that demonstrates
that the State meets a requirement of this section, including
any policy or procedure filed under this part (as in effect
before the date of enactment of the Individuals With Disabilities
Education Improvement Act of 2004), the Secretary shall consider
the State to have met the requirement for purposes of receiving
a grant under this part.
|
| (e) |
MODIFICATION OF APPLICATION- An application submitted by a State
in accordance with this section shall remain in effect until
the State submits to the Secretary such modifications as the
State determines necessary. This section shall apply to a modification
of an application to the same extents and in the same manner
as this section applies to the original application.
|
| (f) |
MODIFICATIONS
REQUIRED BY THE SECRETARY- The Secretary may require a State
to modify its application under this section, but only to
the extent necessary to ensure the States compliance
with this part, if-
- an
amendment is made to this title, or a federal regulation
issued under this title;
-
a new interpretation of this title is made by a Federal
court or the States highest court; or
-
an official finding of noncompliance with Federal law or
regulations is made with respect to the State.
|
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Sec.
638 Uses of Funds
In order to be eligible for a grant under section 633, a State shall
provide assurances to the Secretary that the State-
- for direct early intervention services for infants and toddlers
with disabilities, and their families, under this part that are
not otherwise funded through other public or private sources;
- to expand and improve on services for infants and toddlers
and their families under this part that are otherwise available;
- to provide a free appropriate public education, in accordance
with part B, to children with disabilities from their third birthday
to the beginning of the following school year;
- with the written consent of the parents, to continue to provide
early intervention services under this part to children with disabilities
from their 3rd birthday until such children enter, or are eligible
under State law to enter, kindergarten, in lieu of a free appropriate
public education provided in accordance with part B; and
- in an State that does not provide services for at-risk infants
and toddlers under section 637(a)(4), to strengthen the statewide
system by initiating, expanding, or improving collaborative efforts
related to at-risk infants and toddlers, including establishing
linkages with appropriate public or private community-based organizations,
services, and personnel for the purposes of-
| A. |
identifying
and evaluating at-risk infants and toddlers; |
| B. |
making referrals of the infants and toddlers identified
and evaluated under subparagraph (A); and |
| C. |
conducting periodic follow-up on each such referral to determine
if the status of the infant or toddler involved has changed
with respect to the eligibility of the infant or toddler
for services under this part. |
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Sec. 639 Procedural Safeguards
| (a) |
MINIMUM
PROCEDURES- The procedural safeguards required to be included
in a statewide system under section 635(a)(13) shall provide,
at a minimum, the following; |
 |
- The timely administrative resolution of complaints
by parents. Any party aggrieved by the findings shall
have the right to bring a civil action with respect to the
complaint in any State court of competent jurisdiction or
in a district court of the United States without regard
to the amount in controversy. In any action brought under
this paragraph, the court shall receive the records of the
administrative proceedings, shall hear additional evidence
at the request of a party, and, basing its decision on the
preponderance of the evidence, shall grant such relief as
the court determines is appropriate.
- The right to confidentiality of personally identifiable
information, including the right of parents to written notice
of written consent to the exchange of such information among
agencies consistent with federal and State law.
- The right of the parents to determine whether they, their
infant or toddler, or other family members will accept or
decline any early intervention service under this part in
accordance with State law without jeopardizing other early
intervention services under this part.
- The opportunity for parents to examine records, relating
to assessment, screening, eligibility determinations, and
the development and implementation of the individualized
family service plan.
- Procedures to protect the rights of the infant or toddler
whenever the parents of the infant or toddler are not
known or cannot be found or the infant or toddler is
a ward of the State, including the assignment of an individual
(who shall not be an employee of the State lead agency,
or other State agency, and who shall not be any person,
or any employee of a persons, providing early intervention
services to the infant or toddler or any family member of
the infant or toddler) to act as a surrogate for the
parents.
- Written prior notice to the parents of the infant or
toddler with a disability whenever the State agency or service
provider proposes to initiate or change, or refuses to initiate
or change, the identification, evaluation, or placement
of the infant or toddler with a disability, or the provision
of appropriate early intervention services to the infant
or toddler.
- Procedures designed to ensure that the notice required
by paragraph (6) fully informs the parents, in the parents
native language, unless it clearly is not feasible to
do so, of all procedures available pursuant to this section.
- The right of parents to use mediation in accordance
with Section 615, except that-
| A. |
any
reference in the section to a State educational agency
shall be considered to be a reference to a States
lead agency established or designated under Section
635(a)(10); |
| B. |
any reference in the section to a local educational
agency shall be considered to be a reference to a
local service provider or the States lead agency
under this part, as the case may be; and |
| C. |
any
reference in the section to the provision of a free
appropriate public education to children with disabilities
shall be considered to be a reference to the provision
of appropriate early intervention services to infants
and toddlers with disabilities.
|
|
| (b) |
SERVICES DURING PENDENCY OF PROCEEDINGS- During the pendency of any
proceeding or action involving a complaint by the parents of
an infant or toddler with a disability, unless the State agency
and the parents otherwise agree, the infant or toddler shall
continue to receive the appropriate early intervention services
currently being provided or, if applying for initial services,
shall receive the services not in dispute. |
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Sec. 640 Payor of Last Resort
| (A) |
NONSUBSTITUTION-
Funds provided under section 643 may not be used to satisfy
a financial commitment for services that would have been paid
for from another public or private source, including any medical
program administered by the Secretary of Defense, but for
the enactment of this part, except that whenever considered
necessary to prevent delay in the receipt of appropriate early
intervention services by an infant, toddler or family in a
timely fashion, funds provided under section 643 may be used
to pay the provider of services pending reimbursement from
the agency that has ultimate responsibility for the payment.
|
| (B) |
OBLIGATIONS RELATED TO AND METHODS OF ENSURING SERVICES.
- ESTABLISHING
FINANCIAL RESPONSIBILITY FOR SERVICES-
| A. |
in
general- The Chief Executive Officer of a State or
designee of the officer shall ensure that an interagency
agreement or other mechanism for interagency coordination
is in effect between each public agency and the designated
lead agency, in order to ensure- |
| |
i. |
the
provision of, and financial responsibility for, services
provided under this part; and |
| |
ii. |
such
services are consistent with the requirements of section
635 and the States application pursuant to section
637, including the provision of such services during
the pendency of any such dispute. |
| |
iii. |
|
| B. |
CONSISTENCY
BETWEEN AGREEMENTS OR MECHANISMS UNDER PART B.- the
Chief Executive Officer of a State or designee of
the officer shall ensure that the terms and conditions
of such agreement or mechanism under section 612(a)(12)
, where appropriate |
- REIMBURSEMENT
FOR SERVICES BY PUBLIC AGENCY.
| A. |
IN
GENERAL.- If a public agency other than an educational
agency fails to provide or pay for the services pursuant
to an agreement required under paragraph(1), the local
educational agency or State agency (as determined
by the Chief Executive Officer or designee) shall
provide or pay for the provision of such services
to the child. |
| B. |
REIMBURSEMENT-
Such local educational agency or State agency is authorized
to claim reimbursement for the services from the public
agency that failed to provide or pay for such services
and such public agency pursuant to the terms of the
interagency agreement or other mechanism required
under paragraph (1). |
- SPECIAL
RULE. The requirements of paragraph (1) may be met through-
| A. |
State
statute or regulation |
| B. |
Signed
agreements between respective agency officials that
clearly identify the responsibilities of each agency
relating to the provision of services; or |
| C. |
Other
appropriate written methods as determined by the Chief
Executive Officer of the State or designee of the
officer and approved by the Secretary through the
review and approval of the States application
pursuant to section 637.
|
|
| (C) |
REDUCTION OF OTHER BENEFITS- Nothing in this part shall be construed
to permit the State to reduce medical or other assistance available
or to alter eligibility under title V of the Social Security
Act (relating to maternal and child health) or title XIX of
the Social Security Act (relating to Medicaid for infants or
toddlers with disabilities) within the State. |
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Sec. 641 State Interagency Coordinating
Council
| (a) |
ESTABLISHMENT
- IN
GENERAL- A State that desires to receive financial assistance
under this part shall establish a State interagency coordinating
council.
-
APPOINTMENT- The council shall be appointed by the Governor.
In making appointments to the council, the Governor shall
ensure that the membership of the council reasonably represents
the population of the State.
-
CHAIRPERSON- The Governor shall designate a member of the
council to serve as the chairperson of the council, or shall
require the council to so designate such a member. Any member
of the council who is a representative of the lead agency
designated under section 635(a)(10) may not serve as the
chairperson of the council.
|
| (b) |
COMPOSITION
-
- IN
GENERAL- The council shall be composed as follows:
| A. |
PARENTS-
Not less than 20 percent of the members shall be parents
of infants or toddlers with disabilities or children
with disabilities aged 12 or younger, with knowledge
of, or experience with, programs for infants and toddlers
with disabilities. Not less than 1 such member shall
be a parent of an infant or toddler with a disability
or a child with a disability aged 6 or younger. |
| B. |
SERVICE
PROVIDERS- Not less than 20 percent of the members
shall be public or private providers of early intervention
services. |
| C. |
STATE
LEGISLATURE- Not less than 1 member shall be from
the State legislature. |
| D. |
PERSONNEL
PREPARATION- Not less than 1 member shall be involved
in personnel preparation. |
| E. |
AGENCY
FOR EARLY INTERVENTION SERVICES- Not less than 1 member
shall be from each of the State agencies involved
in the provision of, or payment for, early intervention
services to infants and toddlers with disabilities
and their families and shall have sufficient authority
to engage in policy planning and implementation on
behalf of such agencies. |
| F. |
AGENCY
FOR PRESCHOOL SERVICES- Not less than 1 member shall
be from the State educational agency responsible for
preschool services to children with disabilities and
shall have sufficient authority to engage in policy
planning and implementation on behalf of such agency. |
| G. |
STATE
MEDICAID AGENCY- Not less than 1 member shall be from
the agency responsible for the State Medicaid program. |
| H. |
HEAD
START AGENCY- Not less than 1 member shall be a representative
from a head Start agency or program in the State. |
| I. |
CHILD
CARE AGENCY- Not less than 1 member shall be a representative
from a State agency responsible for child care. |
| J. |
AGENCY
FOR HEALTH INSURANCE- Not less than 1 member shall
be from the agency responsible for the State regulation
of health insurance. |
| K. |
OFFICE
OF THE COORDINATOR OF EDUCATION OF HOMELESS CHILDREN
AND YOUTH- Not less than 1 member shall be a representative
designated by the Office of Coordinator for Education
of Homeless Children and Youths. |
| L. |
STATE
FOSTER CARE REPRESENTATIVE- Not less than 1 member
shall be a representative from the State child welfare
agency responsible for foster care. |
| M. |
MENTAL HEALTH AGENCY- Not less than 1 member shall
be a representative from the State agency responsible
for childrens mental health. |
- OTHER
MEMBERS- The council may include other members selected
by the Governor, including a representative from the Bureau
of Indian Affairs (BIA), or where there is no BIA-operated
or BIA-funded school, from the Indian Health Service or
the tribe or council.
|
| (c) |
MEETINGS- The council shall meet, at a minimum, on a quarterly
basis, and in such places as the council determines necessary.
The meetings shall be publicly announced, and, to the extent
appropriate, open and accessible to the general public.
|
| (d) |
MANAGEMENT AUTHORITY- subject to the approval of the Governor,
the council may prepare and approve a budget using funds under
this part to conduct hearings and forums, to reimburse members
of the council for reasonable and necessary expenses for attending
council meetings and performing council duties (including child
care for parent representatives), to pay compensation to a member
of the council, if the member is not employed or must forfeit
wages from other employment when performing official council
business, to hire staff, and to obtain the services of such
professional, technical, and clerical personnel as may be necessary
to carry out its functions under this part.
|
| (e) |
FUNCTIONS OF COUNCIL
- DUTIES- The council shall-
| A. |
advise
and assist the lead agency designated or established
under section 635(a)(10) in the performance of the
responsibilities set forth in such section, particularly
the identification of the sources of fiscal and other
support of financial responsibility to the appropriate
agency, and the promotion of the interagency agreements; |
| B. |
advise and assist the lead agency in the preparation
of applications and amendments thereto; |
| C. |
advise
and assist the State educational agency regarding
the transition of toddlers with disabilities to preschool
and other appropriate services; and |
| D. |
prepare and submit an annual report to the Governor
and to the Secretary on the status of early intervention
programs for infants and toddlers with disabilities
and their families operated within the State. |
- AUTHORIZED ACTIVITY- The council may advise and assist
the lead agency and the State educational agency regarding
the provision of appropriate services for children from
birth through age 5. The council may advise appropriate
agencies in the State with respect to the integration of
services for infants and toddlers with disabilities and
at-risk infants and toddlers and their families, regardless
of whether at-risk infants and toddlers are eligible for
early intervention services in the State.
|
| (f) |
CONFLICT
OF INTERST- No member of the council shall cast a vote on any
mater that is likely to provide a direct financial benefit to
that member or otherwise give the appearance of a conflict of
interest under State law.
|
| (NOTE:
Sec. 642, FEDERAL ADMDINISTRATION, Sec. 643, ALLOCATION OF FUNDS,
AND Sec. 644, AUTHORIZATION OF APPROPRIATIONS is not included) |
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